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News release


19 February 2007

New City report on the European post-trading industry

The City of London today (19 Feb) publishes "The European Equities Post-Trading Industry: Assessing the Impact of Market and Regulatory Changes", a report by NERA Economic Consulting, as a further contribution to the ongoing EU debate on post-trade clearing and settlement services.

While critical work continues on the implementation of the EU Code of Conduct, this report analyses the Working Document the European Commission produced in May 2006 to quantify the potential benefits of a post-trade directive.

Today’s report suggests that in drawing together often quite disparate pieces of prior analysis, relying on different data sets, the Working Document might not have made all of the adjustments necessary to compensate for these differences. The report goes on to make some suggestions as to how such adjustments might be undertaken.

Welcoming the research, the City of London’s Chairman of Policy Michael Snyder said: "It is widely recognised that clearing and settlement, the post trading industry which provides the infrastructure for financial markets, has yet to maximise the full benefits of the single market.

"Two earlier reports in our City Research Series have shown that Europe lags behind the US in cost terms, and have suggested industry-led means by which this gap could be closed. We have therefore been extremely heartened by Commissioner McCreevy’s approach, and have welcomed the launch of the Code of Conduct and the ongoing work on its implementation."

The authors of today’s report make it clear that the underlying problem in assessing the potential case for a post-trading directive rather than a Code of Conduct is not one of methodology, but of the lack of data.

The authors find that it is crucial to consider the question of post-trading in the larger context of integration of all parts of the financial market infrastructure and how changes and consolidation in other parts of the value chain can and have affected the post-trading industry's cross-border trading. They conclude that this means that removing the barriers to cross-border trading may not lead to the higher levels of trading anticipated by the Commission.

"Their key conclusion is simply that as the Commission embarks on the next stage of its quest to produce a more precise estimate of the economic impact of changes in the post-trading industry, it should seek to employ country-specific and market-specific data wherever possible," said Michael Snyder.

"We trust that this report will assist both the Commission and the industry in moving towards the shared goal of more efficient and cost-effective infrastructure provision by highlighting the central importance of the availability of accurate information to achieve this objective.

"The industry should do all it can to ensure that the Commission has access to all the price, cost and volume data it requires to complete its work."

Ends

Notes to editors

Copies of the report and all the City of London’s previous research.

For further information contact: Rebecca Sandles at the City of London Press Office on 020 7332 1906 or by email.

About the City of London Corporation:
The City of London provides local government services for the Square Mile, the financial and commercial heart of Britain, and is committed to maintaining and enhancing the status of the business City as the world's leading international financial and business centre through its policies and services. Its responsibilities also extend far beyond the City boundaries and include management of the Barbican Centre, Central Criminal Court at the Old Bailey, 10,000 acres of open space including Hampstead Heath and Epping Forest, three wholesale food markets, as well as acting as the London Port Health Authority.

About NERA Economic Consulting
NERA Economic Consulting is an international firm of economists who understand how markets work. It provides economic analysis and advice to corporations, governments, law firms, regulatory agencies, trade associations, and international agencies. It operates in more than 20 offices across North and South America, Europe, Asia, and Australia.

Contact: David Ellis, Associate Director. +44 20 7659 8854. david.ellis@nera.com

 


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